6.1: Introduction

Over the course of the past three chapters, we have examined a variety of musical forms and works that communicate narratives. These have included examples that rely on staged action, such as opera and ballet, and examples that incorporate a sung text. In this chapter, we will encounter music that tells a story without that aid of staged action or performed text. This music will use sound alone—perhaps supplemented by a written explanation—to communicate with the listener.

But how can sound tell a story? How can we know what music is about without seeing the story acted out or hearing the story told through words? In many ways, music is handicapped as a storytelling medium, for it cannot be specific. Sound cannot tell us the name of a character, or provide details about a dramatic setting, or convey dialogue, or even communicate a plot of any complexity. At the same time, sound can also be a particularly powerful storytelling medium. Because of its potential to provoke emotions in the listener, it can tell compelling stories on the emotional or psychological level. Music can also incorporate the sounds that would be heard in a specific setting or that might accompany a sequence of events, thereby recreating the aural experience of a story.

In general, music is able to communicate specific content using three techniques. While these have been primarily exploited in the European concert tradition, they are not unique to Western music. The three techniques are mimesis, quotation, and the use of musical topics. After an introduction to each in turn, we will see them at work in a variety of examples.

Mimesis is the simplest technique, and also the most common across traditions. In cases of mimesis, music imitates real-world sounds in order to call elements of the physical world to mind. These sounds might include birdsong, animal cries, trains, explosions, footsteps—anything that makes noise. Mimesis can be used to create a dramatic scene using sound alone.

In the case of quotation, one piece of music incorporates a passage from another. Quotation can be used in many different ways. Sometimes, the quoted music will have a text that the listener is expected to know. In this way, a composer can include specific dramatic content without employing text directly. Other times, the quoted music can be understood as part of a scene. For example, the American composer Charles Ives quoted the music of Wagner in his piano composition Concord Sonata. His intent was to recreate the living room of the Alcott family, with Louisa May playing her favorite tunes at the piano.

When a composer employs musical topics, they refer to recognizable musical styles or clichés in order to communicate with the listener. Some musical topics are associated with specific genres or traditions, such as military marches, waltzes, or Christian hymns. Upon hearing one of these styles referenced in a musical work, the listener might think of an army, or a ball, or a church service. In this way, the composer can transport an audience to a specific place.

Other musical topics rely on the use of standardized techniques to portray specific scenes, such as a storm, or a romantic tryst, or shepherds tending their flocks. This approach builds on the tradition of music for the theater. An operatic love scene, for example, is usually accompanied by slow, sweeping gestures in the strings, while shepherds appear to the accompaniment of droning bagpipes (usually imitated by orchestral instruments), flute, and double reeds (usually oboe or English horn). Musical topics often incorporate mimesis, although the technique is more complex. Hunting scenes, for example, were long set to music that used mimetic techniques to imitate the sounds of horses galloping and hunting horns blasting. The imitation of hoofbeats is an example of mimesis, but the hunting topic is associated not only with the sounds of hunting but also with the tradition of writing hunting music. The storm topic provides a similar example. While rapid chromatic scales, dynamic swells, and sudden accents can imitate wind blowing through the trees and lightning striking the ground, we recognize storm music primarily because we are familiar with the long tradition of this type of music being used to accompany storm scenes in opera, films, and cartoons.

In the European tradition, instrumental music that claims to tell a specific story or to otherwise communicate extramusical information is termed program music. This term was first employed in the 19th century, at which point in history a fierce debate took place between various European composers and critics concerning the purpose of music. Some argued in favor of program music, even going so far as to suggest that music could (and should) convey complex philosophical ideas. Wagner belonged to this school of thought. Others advocated on behalf of absolute music, or “music for music’s sake”—that is, music that does not aspire to be more than sound, and that should be judged on the basis of its form and construction, not its power to communicate. Even in the 19th century, however, program music was not a new thing. As we shall see, earlier European composers had already established the various techniques with which music can communicate meaning. Similarly, composers and performers in other parts of the globe had long exploited sound as a storytelling vehicle.

We will begin, however, in 19th century Europe, with perhaps the most famous piece of program music to emerge from the concert tradition.